MARILEE ANN HILL is currently employed as a Broker and/or Investment Adviser at PRIMEX located at 205 Cotton Valley, Christiansted, St. Croix, VI, 00820.
MARILEE ANN HILL has worked at PRIMEX since October 13, 2014
MARILEE ANN HILL has 3 Disclosure Event(s).
Date: November 12, 2014 Category: Regulatory
Date: January 07, 2013 Category: Regulatory Initiated By: FINRA Allegations: RESPONDENT HILL FAILED TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE. Resolution: LETTER SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: ANY CAPACITY Duration: N/A Start Date: 1/7/2013 End Date: 1/9/2013 Regulator Statement: PURSUANT TO ARTICLE VI, SECTION 3 OF FINRA BY-LAWS AND FINRA RULE 9554, RESPONDENT HILL IS SUSPENDED FOR FAILURE TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OF COMPLIANCE. SUSPENSION LIFTED JANUARY 9, 2013.
Date: September 23, 2010 Category: Customer Dispute Allegations: LATE 2006 CLAIMANTS RECEIVED OFFER ON THEIR 17 APT. ROW HOUSES. UPON ADVICE OF CPA/FINANCIAL PLANNER AND LAWYER ELECTED TO AVOID TAXATION AND REINVEST ALL PROCEEDS. EARLY 2007 ADVISERS REFERRED CLAIMANTS TO RESPONDENT AND SUMMER 2007 CLAIMANTS PURCHASED INTERESTS IN 2 TIC PROPERTIES - PERFORMED WELL UNTIL ECONOMIC MELTDOWN. 9/2010 CLAIMANTS CLAIMED TO FORGET ALL INVESTIGATIONS THEY PERFORMED, REPRESENTATIONS MADE AND CLAIMED TO BE INNOCENT VICTIMS OF RESPONDENTS. Damage Amount Requested: $1,361,762.00 Damages Granted: $61,600.00 10-04075
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