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MARK ELLIOTT BACKES is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 250 RIVERCHASE PARKWAY E, BIRMINGHAM, AL, 35244.
MARK ELLIOTT BACKES has worked at CETERA INVESTMENT SERVICES LLC since December 18, 2012
MARK ELLIOTT BACKES has 1 Disclosure Event(s).
Date: July 18, 2016All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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