MARK RYAN BIERDEMAN

MARK RYAN BIERDEMAN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4610 AMBER VALLEY PKWY, FARGO, ND, 58104.

MARK RYAN BIERDEMAN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 01, 1997

Disclosure History

MARK RYAN BIERDEMAN has 2 Disclosure Event(s).

Date: October 30, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES THAT, IN OR AROUND SEPTEMBER OF 2008, SHE WAS SOLD AN UNSUITABLE VUL POLICY BY RESPONDENTS. SHE ALSO ALLEGES THAT RESPONDENTS DIDN'T PROPERLY WITHHOLD TAXES WHEN SHE MADE IRA WITHDRAWALS WHICH CAUSED HER TO HAVE AN UNEXPECTED TAX LIABILITY IN 2008. CLAIMANT CLAIMS NEGLIGENCE, MISREPRESENTATION, BREACH OF FIDUCIARY DUTY, ETC. AND REQUESTS A CANCELLATION OF THE VUL POLICY WITHOUT PENALTIES, ALONG WITH $60,000 IN COMPENSATORY DAMAGES.
Damage Amount Requested: $60,000.00
Settlement Amount: $23,185.00
Broker Comment: AMERIPRISE CHOSE TO SETTLE THIS MATTER IN ORDER TO AVOID THE COSTS ASSOCIATED WITH ARBITRATION. I WAS DISMISSED FROM THE CASE AS PART OF THE SETTLEMENT AND I CONTRIBUTED NOTHING TO THE SETTLEMENT AMOUNT.

Date: April 22, 2009
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THROUGH HER ATTORNEY SHE WAS NOT DISCLOSED OF THE COST OF INSURANCE AND LOAN STIPULATIONS PURCHASED IN SEPTEMBER 2008.
Damage Amount Requested: $20,605.00
Broker Comment: THE FIRM FOUND THE ADVISOR RECOMMENDED A POLICY WHICH WAS APPROPRIATE FOR THE CLIENT'S STATED GOALS AND OBJECTIVES, AND PROPER DISCLOSURE WAS PROVIDED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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