MARK NATHAN BODKINS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 20807 BISCAYNE BLVD, SUITE 403, AVENTURA, FL, 33180.
MARK NATHAN BODKINS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MARK NATHAN BODKINS has 4 Disclosure Event(s).
Date: November 04, 2008 Category: Customer Dispute Allegations: CLIENT'S ATTORNEY ALLEGES FA DID NOT FOLLOW INSTRUCTIONS TO LIQUIDATE MUTUAL FUNDS - 10/8/08-10/10/08. DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
Date: July 25, 2007 Category: Customer Dispute Allegations: ALLEGED FA ABUSED CONFIDENTIAL RELATIONSHIP WITH PLATIFF'S DECEASED MOTHER, EXERTED UNDUE INFLUENCE, MISMANAGEMENT, NEGLIGENCE, WRONGFUL INTERFERENCE WITH EXPECTED GIFT, UNJUST ENRICHMENT, BREACH OF DUTIES OF CARE. 03/17/07 Settlement Amount: $150,000.00
Date: May 18, 2006 Category: Customer Dispute Allegations: CLIENT, IN A LETTER ALLEGES THE INSURANCE POLICY HE PURCHASED THROUGH FA MARK BODKIN WAS UNSUITABLE
Date: May 12, 2003 Category: Customer Dispute Allegations: CLAIMANT ALLEGES UNSUITABILITY. THE TIME PERIOD APPEARS TO BE FROM 2/00 THROUGH 10/2002. Damage Amount Requested: $226,000.00
More Information
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