MARK P BRAATEN is currently employed as a Broker and/or Investment Adviser at LION STREET FINANCIAL, LLC located at 20935 Swenson Dr Ste 475, Waukesha, WI, 53186.
MARK P BRAATEN has worked at LION STREET FINANCIAL, LLC since April 14, 2016
Disclosure History
MARK P BRAATEN has 2 Disclosure Event(s).
Date: August 13, 2010 Category: Financial Type: Compromise Disposition: COMPROMISE WITH A CREDITOR THROUGH A SHORT SALE
Date: December 04, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES HE WAS INFORMED THAT THE RETURN ON HIS 1997 VARIABLE LIFE INSURANCE POLICY WOULD BE 12% AND AFTER 10 YEARS NO PENALTY FOR SURRENDER,WITHDRAWALS AND EXCHANGES. Damage Amount Requested: $8,000.00 Settlement Amount: $5,702.58
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