MARK ENNIS BYERS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 8521 Creekview Lane, Englewood, FL, 34224.
MARK ENNIS BYERS has worked at MORGAN STANLEY since June 11, 2015
Disclosure History
MARK ENNIS BYERS has 1 Disclosure Event(s).
Date: June 18, 1987 Category: Customer Dispute Allegations: [CUSTOMER] HAD GIVEN BYERS WRITTEN DISCRETIONARY AUTHORITY OVER HER ACCOUNT, AND ALLEGES THAT HER ACCOUNT WAS CHURNED AND UNSUITABLE INVESTMENTS WERE MADE. ALSO ARE ALLEGATIONS OF BREACH OF FIDUCIARY DUTY AND FAILURE TO SUPERVISE. THE COMPLAINT ALSO ALLEGED THE ALLEGATION OF EXCESSIVE TRADING. Damage Amount Requested: $600,000.00 Settlement Amount: $47,865.00 Broker Comment: THE COMPLAINT WAS SETTLED ON JUNE 7, 1988 IN WHICH THE RESPONDENTS WERE TO PAY CLAIMANT THE SUM OF $47,865.00. ALSO, THE COSTS, $10,500.00, WHICH ARE PAYABLE TO THE NYSE, INC. WERE ASSESSED AGAINST RESPONDENTS. BYERS DID NOT CONTRIBUTE TO THE SETTLEMENT.
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