MARK JUSTIN CANDON

MARK JUSTIN CANDON is currently employed as a Broker and/or Investment Adviser at MOORS & CABOT, INC. located at 79 CENTER ST, RUTLAND, VT, 05701.

MARK JUSTIN CANDON has worked at MOORS & CABOT, INC. since June 20, 2008

Disclosure History

MARK JUSTIN CANDON has 1 Disclosure Event(s).

Date: March 26, 2001
Category: Customer Dispute
Allegations: SEPTEMBER 2000 - MARCH 2001 -- FAILURE TO FOLLOW INSTRUCTIONS - CLIENT GAVE BLANKET AUTHORITY TO PUT STOP ORDERS ON ALL PURCHASES. REPS INFORMED HIM THEY COULD NOT ACCEPT BLANKET AND HE WOULD HAVE TO GIVE THEM AN ORDER.
Damage Amount Requested: $60,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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