MARK TRAVIS CHASE

MARK TRAVIS CHASE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 12140 CARISSA COMMERCE CT, STE 100, FORT MYERS, FL, 33966.

MARK TRAVIS CHASE has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

MARK TRAVIS CHASE has 1 Disclosure Event(s).

Date: February 23, 2001
Category: Customer Dispute
Allegations: CLIENTS ALLEGED OMISSION OF MATERIAL FACTS.
Damage Amount Requested: $24,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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