MARK KELLY CLARK

MARK KELLY CLARK is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 490 SANTA CECELIA, SOLANA BEACH, CA, 92075.

MARK KELLY CLARK has worked at WESTERN INTERNATIONAL SECURITIES, INC. since August 21, 2017

Disclosure History

MARK KELLY CLARK has 2 Disclosure Event(s).

Date: September 05, 2012
Category: Regulatory

Date: August 28, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT REP WAS ASKED TO HOLD OFF ON ANY TRANSACTIONS AND FAILED TO FOLLOW THEIR INSTRUCTIONS. CLAIMING LOSSES OF $30,000 IN STOCK & OPTION TRADES FOR YEARS 2007 - 2009.
Damage Amount Requested: $50,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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