MARK RICHARD FISHER

MARK RICHARD FISHER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 760 SW 9th Avenue, Suite 2100, PORTLAND, OR, 97205.

MARK RICHARD FISHER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

MARK RICHARD FISHER has 1 Disclosure Event(s).

Date: October 28, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES, INTER ALIA, THAT FINANCIAL ADVISOR MADE AN UNSUITABLE RECOMMENDATION OF A THIRD-PARTY MONEY MANAGER IN 2007.
Damage Amount Requested: $326,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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