MARK ANTHONY GIUDICE is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at ONE WHITEHALL STREET, 3RD FLOOR, NEW YORK, NY, 10004.
MARK ANTHONY GIUDICE has worked at JANNEY MONTGOMERY SCOTT LLC since August 02, 2002
Disclosure History
MARK ANTHONY GIUDICE has 2 Disclosure Event(s).
Date: February 22, 1999 Category: Customer Dispute Allegations: MISREPRESENTATION, FRAUDULENT COURSE OF CONDUCT, BREACH OF CONTRACT, OMISSION OF FACTS AND BREACH OF FIDUCIARY. Damage Amount Requested: $150,000.00 Settlement Amount: $71,250.00
Date: May 20, 1998 Category: Customer Dispute Allegations: UNAUTHORIZED TRADES AND FAILED TO FOLLOWINSTRUCTIONS. ALLEGED DAMAGES IN THE AMOUNT OF $139,765.00. Damage Amount Requested: $139,765.00
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