MARK DOUGLAS GODES

MARK DOUGLAS GODES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1717 N. NAPER BLVD, SUITE 303, NAPERVILLE, IL, 60563.

MARK DOUGLAS GODES has worked at LPL FINANCIAL LLC since January 10, 2006

Disclosure History

MARK DOUGLAS GODES has 1 Disclosure Event(s).

Date: July 03, 1988
Category: Criminal
Charges: 1ST CHARGE:RENTING AN APARTMENT WHERE DRUGS WERE PRESENT-RUN NARCOTICS PLACE (1. ONE COUNT 2.FELONY) 2ND CHARGE:BEING UNDER THE INFLUENCE OF A CONTROLLED SUBSTANCE-USE OF/UNDER INFLUENCE OF CONTROLLED SUBSTANCE (1.ONE COUNT 2.UNKNOWN IF FELONY OR MISDEMEANOR.3. I NEVER GAVE A PLEA SINCE THE CHARGES WERE DROPPED. Charge Type: FELONY
Disposition: 1. RUN NARCOTICS PLACE-CHARGES DROPPED/DISMISSED IN 08/19882. UNDER THE INFLUENCE OF CONTROLLED SUBSTANCE-CHARGES DROPPED/DISMISSED.
Broker Comment: THE SITUATION OCCURRED WHEN I WAS 21 AND RENTING AN APARTMENT WITH THREE OTHER PEOPLE. I HAD COME HOME AND WENT TO BED. MY ROOMATES WERE HAVING A PARTY THAT LASTED LATE INTO THE FOLLOWING MORNING. APPARENTLY A NEIGHBOR CALLED AND THE POLICE CAME TO ADVISE THEM OF THE COMPLAINT. THE POLICE APPARENTLY NOTICED THAT SOMEONE AT THE PARTY HAD DRUGS IN THEIR POSSESSION. THE POLICE ARRESTED EVERYONE IN THE APARTMENT. I SPENT ONE DAY IN JAIL UNTIL BEING RELEASED TO MY PARENTS. I WAS ARRESTED UNDER THE CHARGE OF "RUN NARCOTICS PLACE" SINCE I WAS ONE OF THE PEOPLE ON THE LEASE. I ALSO WAS CHARGED WITH "BEING UNDER INFLUENCE OF A CONTROLLED SUBSTANCE" DUE TO MY PRESENCE THERE AT THE TIME OF THE ARREST. I REQUESTED TO TAKE A DRUG TEST SINCE I KNEW I HAD NOT TAKEN ANY DRUGS. I WAS SCHEDULD FOR A COURT APPEARANCE IN AUGUST OF 1988. MY FATHER AND I WENT TO COURT BUT WERE INFORMED BY THE CLERK THAT ALL CHARGES WERE DROPPED. I BELIEVE THEY WERE DROPPED SINCE I WAS NOT IN POSSESSION OF ANY DRUGS AND HAD PASSED THE DRUG TEST. UNFORTUNATELY, I WAS AT THE WRONG PLACE AT THE WRONG TIME. HOWEVER, I MAINTAIN MY INNOCENCE AND REGRET THAT THIS SITUATION EVER TOOK PLACE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MARK DOUGLAS GODES, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.