MARK WILLIAM GOLDBERG is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 500 WINDING BROOK DR, GLASTONBURY, CT, 06033.
MARK WILLIAM GOLDBERG has worked at LPL FINANCIAL LLC since November 29, 2017
Disclosure History
MARK WILLIAM GOLDBERG has 3 Disclosure Event(s).
Date: February 23, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES MARKET LOSS DUE TO UNSUITABLE INVESTMENT.
Date: September 09, 2009 Category: Customer Dispute Allegations: CLAIMANT ALLEGES NEGLIGENCE AND BREACH OF CONTRACT. Damage Amount Requested: $46,000.00
Date: September 29, 1989 Category: Regulatory
More Information
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