MARK ALAN HAGLIN is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 20935 SWENSON DR, WAUKESHA, WI, 53186.
MARK ALAN HAGLIN has worked at THRIVENT INVESTMENT MANAGEMENT INC. since April 10, 2007
Disclosure History
MARK ALAN HAGLIN has 1 Disclosure Event(s).
Date: May 13, 2003 Category: Regulatory Initiated By: MINNESOTA DEPARTMENT OF COMMERCE Allegations: I PASSED ALONG INACCURATE INFORMATION THAT WAS GIVEN TO ME BY HEALTH INSURANCE COMPANY. THIS LED TO CLAIM DENIAL. WHEN I COULD NOT PROVIDE WHO GAVE ME THE INCORRECT INFORMATION I WAS DEEMED AT FAULT AND SUBJECT TO ABOVE PENALTY. Resolution: Settled SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $500.00 Sanction Details: PAID $500.00 FINE IN FULL TO MINNESOTA DEPARTMENT OF COMMERCE ON 09/17/2003. NO OTHER ACTION WAS TAKEN. Broker Comment: E & O PAID CLAIM TO MAKE CLIENT WHOLE. I PAID $500.00 FINE TO MINNESOTA DEPARTMENT OF COMMERCE.
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