Mark M Jacoby is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2049 CENTURY PARK E, MOUNTAIN WEST PBIG, LOS ANGELES, CA, 90067.
Mark M Jacoby has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since April 29, 2008
Disclosure History
Mark M Jacoby has 1 Disclosure Event(s).
Date: March 09, 2010 Category: Customer Dispute Allegations: UNSUITABILITY; BREACH OF FIDUCIARY DUTY; BREACH OF WRITTEN CONTRACT; FRAUD BY MISREPRESENTATION AND OMISSION; ELDER ABUSE; FAILURE TO SUPERVISE AND CONTROL Damage Amount Requested: $561,142.00 Broker Comment: FINRA AWARD. CLAIMANTS CLAIMS WERE DISMISSED IN THEIR ENTIRETY.
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