MARK KENNETH JOHNSON is currently employed as a Broker and/or Investment Adviser at DOUGHERTY & COMPANY LLC located at 4133 30TH AVENUE SOUTH, SUITE 102, FARGO, ND, 58104.
MARK KENNETH JOHNSON has worked at DOUGHERTY & COMPANY LLC since December 06, 2010
Disclosure History
MARK KENNETH JOHNSON has 1 Disclosure Event(s).
Date: June 09, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE BROKER MISREPRESENTED US TREAURY NOTES IN THAT HE FAILED TO INFORM HER THAT THE VALUE OF THE NOTES FLUCTUATED WITH INTEREST RATES. PURCHASED OCCURRED ON APRIL 7, 2003 AND JUNE 26, 2003. Damage Amount Requested: $18,422.00 Settlement Amount: $2,258.00
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