MARK LEE JOYNER

MARK LEE JOYNER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 6101 CARNEGIE BLVD, CHARLOTTE, NC, 28209.

MARK LEE JOYNER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

MARK LEE JOYNER has 1 Disclosure Event(s).

Date: April 09, 2001
Category: Customer Dispute
Allegations: CLAIMENTS ALLEGE MARK JOYNER WAS NEGLIGENT IN FAILING TO ADEQUATELY SUPERVISE BROKERS IN OFFICE FOR WHICH HE WAS MANAGER.
Damage Amount Requested: $112,000.00
Settlement Amount: $55,000.00
Broker Comment: MR. JOYNER WAS DISMISSED FROM THE ARBITRATION JUST PRIOR TO SETTLEMENT AS HE WAS A NAMED RESPONDENT SOLELY DUE TO HIS STATUS AS BRANCH OFFICE MANAGER.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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