MARK WILLIAM KELCH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 9311 SAN PEDRO AVE, STE 1200, SAN ANTONIO, TX, 78216.
MARK WILLIAM KELCH has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
MARK WILLIAM KELCH has 2 Disclosure Event(s).
Date: May 20, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT HER PRUDENTIAL SECURITIESBROKER FAILED TO FOLLOW HER INSTRUCTIONS WHEN HE TRANSFERREDMORE THAN $20,000.00 FROM HER SECURITIES ACCOUNT TO HER FUTURESACCOUNT. CLIENT DID NOT SPECIFY DAMAGES, BUT OUR CALCULATIONINDICATIONS A LOSS IN EXCESS OF $5,000.00. Broker Comment: CLAIM DENIED.NOT PROVIDED
Date: January 31, 1997 Category: Customer Dispute Allegations: CLIENT VERBALLY ALLEGED NEGLIGENCE ANDQUESTIONABLE JUDGMENT ON THE PART OF THE FINANCIAL ADVISOR WITHRESPECT TO HIS COMMODITY ACCOUNT. Settlement Amount: $15,000.00 Broker Comment: SETTLED FOR $15,000.00.Not Provided
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