Mark Y Kobayashi is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1003 BISHOP ST, HONOLULU, HI, 96813.
Mark Y Kobayashi has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 05, 1999
Disclosure History
Mark Y Kobayashi has 2 Disclosure Event(s).
Date: January 28, 2004 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FA MADE UNSUITABLE RECOMMENDATIONS AND INVESTMENTS. Damage Amount Requested: $100,000.00 Broker Comment: UPON INVESTIGATION THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED.
Date: September 16, 2002 Category: Customer Dispute Allegations: CLAIMANT ALLEGES UNSUITABILITY. Damage Amount Requested: $343,000.00 Broker Comment: DENIED REQUEST FOR COMPENSATION ON NOVEMBER 12, 2002.NOTHING FURTHER HEARD FROM CLAIMANT.
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