MARK ALAN LANE

MARK ALAN LANE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 211 CONCORD MALL DRIVE, ELKHART, IN, 46517.

MARK ALAN LANE has worked at LPL FINANCIAL LLC since June 13, 2018

Disclosure History

MARK ALAN LANE has 1 Disclosure Event(s).

Date: June 11, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS ACCOUNT HAS AN AUTHORIZED USER. I WAS NEVER MADE AWARE THAT THE ACCOUNT WAS COMPROMISED. GIVEN THE AGE, THE DATES AND AMOUNTS ARE NOT EXACT BUT THE FIRM HAS DETERMINED IT IS REPORTABLE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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