MARK LAW is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 4505 SOUTH WASATCH BOULEVARD, SUITE 160, SALT LAKE CITY, UT, 84124.
MARK LAW has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since November 10, 2010
Disclosure History
MARK LAW has 2 Disclosure Event(s).
Date: October 25, 2010 Category: Employment Separation After Allegations Firm Name: YELLOWSTONE PARTNERS, LLC Termination Type: Discharged Allegations: FAILURE TO DISCLOSE ADVISORY FEE STRUCTURE TO CLIENTS.
Date: March 20, 1974 Category: Criminal Charges: POSSESSION OF MARIJUANA WITH INTENT TO SELL Disposition: AN ORDER OF EXPUNGEMNT WAS ISSUED 7/9/79. APETITION TO SEAL AND DESTROY THE ARREST RECORD WAS ISSUED ON3/20/87. Broker Comment: NOTE: THE ORDER OF EXPUNGEMENT RELATES TO THECONVICTION ONLY, ACCORDING TO THE DOCUMENTS WE HAVE ON FILE.(A.G. EDWARDS)
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