MARK TODD LEVIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1 LIBERTY PLACE, 1650 MARKET STREET, PHILADELPHIA, PA, 19103.
MARK TODD LEVIN has worked at MORGAN STANLEY since June 01, 2009
MARK TODD LEVIN has 5 Disclosure Event(s).
Date: May 19, 2010 Category: Customer Dispute Allegations: FINANCIAL ADVISOR MADE ALLEGEDLY UNSUITABLE INVESTMENTS IN SATURNS AND HEDGE FUNDS BETWEEN APRIL 2001 & MAY 2006. Damage Amount Requested: $80,000.00 Settlement Amount: $12,500.00 Broker Comment: THE FINANCIAL ADVISOR VEHEMENTLY DENIES THE ALLEGATIONS OF WRONGDOING ASSERTED BY THE CLIENTS. MR. LEVIN WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT, NOR WAS IT THE FINANCIAL ADVISOR'S DECISION TO SETTLE THE MATTER. IT IS MR. LEVIN'S UNDERSTANDING THAT THE SETTLEMENT REPRESENTED A BUSINESS DECISION THAT WAS MADE BY THE FIRM TO AVOID THE SUBSTANTIAL COSTS OF POTENTIAL LITIGATION.
Date: December 10, 2002 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS IN THEIR ACCOUNT. Damage Amount Requested: $74,444.00
Date: December 03, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT FINANCIAL ADVISOR MARK LEVIN RECOMMENDED UNSUITABLE INVESTMENTS CAUSING LOSSES IN HIS ACCOUNTS. CLIENT WAS NOT SPECIFIC ABOUT INVESTMENT RECOMMENDATIONS WERE NOT SUITABLE. Damage Amount Requested: $40,000.00 Broker Comment: CLIENT'S CLAIM WAS DENIED.
Date: November 30, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS FROM LATE 1999 THROUGH OCTOBER OF 2001. ALLEGED DAMAGES UNSPECIFIED.
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