MARK MACCHIAROLI is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 S. PINE ISLAND ROAD.,STE 800, PLANTATION, FL, 33324.
MARK MACCHIAROLI has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MARK MACCHIAROLI has 2 Disclosure Event(s).
Date: May 17, 2002 Category: Customer Dispute Allegations: CLAIMANT ALLEGES, INTER ALIA,UNAUTHORIZED TRADING AND UNSUITABLE RECOMENDATIONS IN CONNECTION WITH TRANSACTIONS FROM NOVEMBER 1998 TO NOVEMBER 2001. Damage Amount Requested: $80,476.00 Settlement Amount: $25,000.00 Broker Comment: IN ORDER TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION, MORGAN STANLEY AGREED TO PAY CLAIMANTS $25,000.00 IN FINAL SETTLEMENT OF ANY AND ALL CLAIMS ASSERTED BY CLAIMANTS IN THIS PROCEEDING. CLAIMANTS FURTHER AGREE TO THE EXPUNGEMENT OF ALL REFERENCES TO THIS MATTER FROM MR. MACCHIAROLI'S NASD/CRD RECORDS.
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