MARK ROBERT MANSUR is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 999 FOURIER DRIVE, SUITE 300, MADISON, WI, 53717-2914.

MARK ROBERT MANSUR has worked at NYLIFE SECURITIES LLC since April 25, 2012

Disclosure History

MARK ROBERT MANSUR has 2 Disclosure Event(s).

Date: December 28, 2016
Category: Customer Dispute
Allegations: Customer alleges that the fee arrangement and surrender charges were not disclosed when he purchased his Variable Annuity in February 2015
Settlement Amount: $20,369.54

Date: July 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: RR disclosed this matter to the Firm in a timely manner, however due to an administrative oversight, the Firm did not disclose this matter at the time.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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