MARK MARKLAND is currently employed as a Broker and/or Investment Adviser at FIRST ALLIED SECURITIES, INC. located at 1230 ROSECRANS AVENUE, SUITE #610, MANHATTAN BEACH, CA, 90266.
MARK MARKLAND has worked at FIRST ALLIED SECURITIES, INC. since February 10, 2011
Disclosure History
MARK MARKLAND has 2 Disclosure Event(s).
Date: November 09, 2009 Category: Customer Dispute Allegations: UNSUITABILITY FOR ALTERNATIVE INVESTMENTS SOLD BETWEEN 11/21/08 AND 6/26/09 Damage Amount Requested: $760,000.00 Settlement Amount: $250,000.00 Broker Comment: $250,000 WAS IN EXCHANGE FOR THE TRANSFER OF THE CLIENT'S CLEARWATER 2008 NOTE PROGRAM INVESTMENT OF $200,000.
Date: December 12, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN THE SALE OF A VARIABLE LIFE INS POLICY PURCHASED IN 1996. Damage Amount Requested: $18,209.00
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