MARK E MUNDAY is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA ADVISORS, INC. located at 5885 LANDERBROOK DRIVE, SUITE 200, MAYFIELD HEIGHTS, OH, 44124.
MARK E MUNDAY has worked at SECURITIES AMERICA ADVISORS, INC. since July 15, 2005
MARK E MUNDAY is also currently employed as a Broker and/or Investment Adviser at CEDAR BROOK GROUP located at 5885 LANDERBROOK DRIVESUITE 200, CLEVELAND, OH, 44124 since January 01, 1970
MARK E MUNDAY is also currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 5885 LANDERBROOKSUITE 200, MAYFIELD HEIGHTS, OH, 44124 since January 01, 1970
Disclosure History
MARK E MUNDAY has 1 Disclosure Event(s).
Date: May 24, 2010 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANTS ALLEGE FRAUD, NEGLIGENCE, BREACH OF FIDUCIARY DUTY, MISREPRESENTATION AND OMISSION OF MATERIAL FACTS, AND VIOLATIONS OF FINRA RULES. Damage Amount Requested: $3,966,000.00 Settlement Amount: $2,761,026.27 Broker Comment: THE ADVISOR DENIES ALL ALLEGATIONS. 10/03/2011: THE PORTION OF THIS CLAIM RELATING TO MEDICAL CAPITAL WAS PART OF A GLOBAL SETTLEMENT INITIATED BY SECURITIES AMERICA, INC. CLAIMS RELATING TO ADDITIONAL PRODUCTS CONTINUE AT THIS TIME. 01/12/2012: I WAS DISMISSED WITH THIS MATTER WITH PREJUDICE.
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