MARK JOHN MURPHY is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 1255 23RD STREET NW, SUITE 810, WASHINGTON, DC, 20037-1102.
MARK JOHN MURPHY has worked at JANNEY MONTGOMERY SCOTT LLC since April 27, 2015
Disclosure History
MARK JOHN MURPHY has 2 Disclosure Event(s).
Date: March 24, 2015 Category: Employment Separation After Allegations Firm Name: MSWM Termination Type: Discharged Allegations: 4.ALLEGATIONS RELATING TO EMPLOYEE'S EXECUTION OF TWO TRADES FOR ONE CLIENT WITHOUT VERBAL AUTHORIZATION
Date: June 19, 2012 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THAT FROM 2006 TO EARLY 2010 THE FA UNSUITABLY INVESTED AND TRADED EXCESSIVELY IN THE CLIENT'S ACCOUNT SO THAT THE AVAILABLE ASSETS FELL BELOW AN AMOUNT REQUIRED TO MAINTAIN A LINE OF CREDIT. Damage Amount Requested: $7,900,000.00 Settlement Amount: $325,000.00 12-02088
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