MARK STAHLMANN MUSCHICK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5575 TELEGRAPH RD, SUITE 100, OAKVILLE, MO, 63129.
MARK STAHLMANN MUSCHICK has worked at LPL FINANCIAL LLC since May 19, 2004
Disclosure History
MARK STAHLMANN MUSCHICK has 1 Disclosure Event(s).
Date: September 12, 2006 Category: Customer Dispute Allegations: CUSTOMER ALLEGES PRODUCT PURCHASED IN MARCH 2005 WAS UNSUITABLE AND SEEKS RETURN OF ENTIRE $30,000 INVESTED. COMPENSATORY DAMAGES NOT SPECIFIED, BUT REASONABLY BELIEVED TO BE GREATER THAN $5,000. Damage Amount Requested: $5,000.00 Broker Comment: CLAIM HAS BEEN DENIED. THE RATIONALE FOR THE TRANSACTION HAD BEEN DISCUSSED FOR OVER ONE YEAR WITH THE CUSTOMER, WHO WAS A FORMER BROKER HERSELF. PRODUCT FEATURES THAT CUSTOMER CLAIMED WERE NOT DISCLOSED WERE CLEARLY DISCLOSED IN PRODUCT MATERIALS SENT TO HER RESIDENCE, WHICH SHE HAD AMPLE OPPORTUNITY TO REVIEW AND UNDERSTAND BEFORE SIGNING AND RETURNING.
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