MARK ANTHONY NEMMERS

MARK ANTHONY NEMMERS is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 234 5th Ave SW, Le Mars, IA, 51031.

MARK ANTHONY NEMMERS has worked at CETERA INVESTMENT SERVICES LLC since November 17, 2000

Disclosure History

MARK ANTHONY NEMMERS has 1 Disclosure Event(s).

Date: January 20, 2017
Category: Customer Dispute
Allegations: Client alleges the representative did not disclose how withdrawals impact the living benefit rider
Damage Amount Requested: $5,000.00

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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