MARK AARON ODONNELL is currently employed as a Broker and/or Investment Adviser at NATIONWIDE INVESTMENT SERVICES CORPORATION located at ONE NATIONWIDE PLAZA, 1-33-401, COLUMBUS, OH, 43215.
MARK AARON ODONNELL has worked at NATIONWIDE INVESTMENT SERVICES CORPORATION since November 07, 2017
Disclosure History
MARK AARON ODONNELL has 3 Disclosure Event(s).
Date: September 24, 2014 Category: Criminal
Date: September 02, 2014 Category: Employment Separation After Allegations Firm Name: FIDELITY BROKERAGE SERVICES LLC Termination Type: Discharged Allegations: ALLEGATION THAT EMPLOYEE USED FIRM'S INTERNAL TRACKING TOOL TO INDICATE HE HAD MADE INITIAL CONTACT WITH CUSTOMERS WHEN HE HAD NOT DONE SO. Broker Comment: Contact was made with the customers and in my book of business. Permission was given from a supervisor to tag as such when handing the customer over to another department for follow up.
Date: September 02, 2014 Category: Employment Separation After Allegations Firm Name: FIDELITY BROKERAGE SERVICES LLC Termination Type: Discharged Allegations: ALLEGATION THAT EMPLOYEE USED FIRM'S INTERNAL TRACKING TOOL TO INDICATE HE HAD MADE INITIAL CONTACT WITH CUSTOMERS WHEN HE HAD NOT DONE SO. Broker Comment: Contact was made with the customers and were in book of business. Permission was given from a supervisor to tag as such when handing the customer over to another department for follow up.
More Information
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