MARK ANGELO PALAZZOLO is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2024 W Henrietta Rd, Ste 5D, Rochester, NY, 14623-1360.
MARK ANGELO PALAZZOLO has worked at AMERIPRISE FINANCIAL SERVICES, INC. since September 09, 1987
Disclosure History
MARK ANGELO PALAZZOLO has 2 Disclosure Event(s).
Date: August 17, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THE REIT INVESTMENT SHE PURCHASED IN JULY OF 2007 WAS NOT SUITABLE. Damage Amount Requested: $35,000.00 Broker Comment: OUR REVIEW INDICATED THE REIT SALE WAS SUITABLE.
Date: November 11, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT I DID NOT COMPLY WITH HIS TRANSACTION REQUEST TO MOVE HIS TSA FLEXIBLE ANNUITY ACCOUNT INTO A FIXED ACCOUNT IN MARCH 1999. Damage Amount Requested: $11,324.75 Settlement Amount: $7,859.74 Broker Comment: AN INTERNAL REVIEW FOUND I CALLED IN THE TRANSACTION AND MY REQUEST WAS NOT EXECUTED. THE REVIEW CONCLUDED THAT OUR HOME OFFICE DID NTO EXECUTE THE REALLOCATION. THE CLIENT WAS OFFERED A SETTLEMENT AS A RESULT OF THE FINDINGS.
More Information
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