MARK GLENN PETRIE is currently employed as a Broker and/or Investment Adviser at GENEOS WEALTH MANAGEMENT, INC. located at 300 N FOREST DR, SUITE 200, CASPER, WY, 82609.
MARK GLENN PETRIE has worked at GENEOS WEALTH MANAGEMENT, INC. since April 03, 2013
Disclosure History
MARK GLENN PETRIE has 2 Disclosure Event(s).
Date: April 04, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND EXCESSIVE TRADES.NO SPECIFIC DAMAGES ALLEGED. Broker Comment: WE SENT A LETTER TO THE CLIENT DENYING HIS ALLEGATIONS, WHICH WE FELT WERE WITHOUT MERIT.
Date: December 17, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THE INVESTMENTS SUGGESTED BY HIS FINANCIAL CONSULTANT DID NOT SUIT HIS STATED OBJECTIVES. NO SPECIFIC DAMAGES ALLEGED. Settlement Amount: $5,750.00 Broker Comment: FINANCIAL CONSULTANT DENIES EACH AND EVERY ALLEGATION. AS A BUSINESS DECISION THE MATTER WAS SETTLED FOR $5,750. CUSTOMER RECEIVED A PROSPECTUS INFORMING HIM OF RISKS ASSOCIATED WITH INVESTMENT. FURTHERMORE, FINANCIAL CONSULTANT INFORMED HIM OF THESE RISKS.
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