MARK EDWARD RABBE is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 25 BURLINGTON MALL ROAD, SIXTH FLOOR, BURLINGTON, MA, 01803-4134.
MARK EDWARD RABBE has worked at RBC CAPITAL MARKETS, LLC since September 06, 2012
Disclosure History
MARK EDWARD RABBE has 2 Disclosure Event(s).
Date: September 11, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES UNSUITABILITY WITH RESPECT TO THE ASSET ALLOCATION MAINTAINED IN HER ACCOUNTS AND HER INVESTMENTS IN B SHARES OF MUTUAL FUNDS. Damage Amount Requested: $500,000.00 Settlement Amount: $55,000.00
Date: February 09, 1996 Category: Customer Dispute Allegations: CLAIMANT ALLEGED UNSUITABILITY AND CHURNINGPERTAINING TO STOCK AND ERE INITIALLY ALLEGED. DAMAGES WERESUBSEQUENTLY ALLEGED TO BE $30,000.00 Damage Amount Requested: $30,000.00 Settlement Amount: $20,000.00 Broker Comment: CASE SETTLED FOR $20,000.00Not Provided
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