MARK FRANCIS ROBERTS is currently employed as a Broker and/or Investment Adviser at VALIC FINANCIAL ADVISORS, INC. located at 410 AMHERST STREET, SUITE 310, NASHUA, NH, 03063.
MARK FRANCIS ROBERTS has worked at VALIC FINANCIAL ADVISORS, INC. since November 17, 2010
Disclosure History
MARK FRANCIS ROBERTS has 1 Disclosure Event(s).
Date: October 03, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE REPRESENTATIVE STATED ONLY TO PAY A FIXED PREMIUM WHICH WAS BELOW THE TARGET PREMIUM AMOUNT LISTED ON THE POLICY. THE CUSTOMER ALLEGES THIS FIXED PREMIUM PAYMENT RESULTED IN A CURRENT INCREASE IN ANNUAL PREMIUMS REQUIRED TO KEEP THE POLICY ACTIVE. THE CUSTOMER HAS REQUESTED A RETURN OF ALL PREMIUM PAYMENTS MADE TO THIS POLICY. MR. ROBERTS RECALLS INTRODUCING THE PRODUCT AND ASSOCIATED ILLUSTRATIONS WHICH INCLUDED FLEXIBLE PREMIUM OPTIONS. MR. ROBERTS WOULD ALLOW THE CUSTOMER TO MAKE AN INFORMED DECISION AS TO WHAT PREMIUM WOULD BEST MEET THEIR SITUATION. MR. ROBERTS DOES NOT RECALL EVER MAKING A RECOMMENDATION TO PAY A SPECIFIC PREMIUM. Damage Amount Requested: $10,000.00
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