MARK STEPHEN ROMAINE

MARK STEPHEN ROMAINE is currently employed as a Broker and/or Investment Adviser at BTS SECURITIES CORPORATION located at 420 BEDFORD ST., SUITE 340, LEXINGTON, MA, 02420.

MARK STEPHEN ROMAINE has worked at BTS SECURITIES CORPORATION since March 12, 2002

Disclosure History

MARK STEPHEN ROMAINE has 1 Disclosure Event(s).

Date: March 18, 1985
Category: Criminal
Charges: MFG./DISTRIB./DISPENSING CLASS B SUBSTANCE 1 COUNT, FELONY, PLEADED NOT GUILTY.POSSESSION CLASS B SUBSTANCE W/INT. TO DISTRIB./MFG. 1 COUNT, FELONY, PLEADED NOT GUILTY. Charge Type: FELONY
Disposition: DISMISSED ON 07/16/1985, DISMISSED BY THE COURT FOLLOWING COMM. ELECTION NOT TO PROCEED WITH PROBABLE CAUSE.DISMISSED ON 07/16/1985, DISMISSED BY THE COURT FOLLOWING COMM. ELECTION NOT TO PROCEED WITH PROBABLE CAUSE.
Broker Comment: TWO INDIVIDUALS WERE ARRESTED AND CONVICETED OF POSSESSION OF CLASS B SUBSTANCE. THEY TRIED TO GET OUT OF THEIR SITUATION BY ACCUSING ME OF BEING INVOLVED. AT THE FIRST HEARING, THE JUDGE DISMISSED THE CASE ON GROUNDS OF NO EVIDENCE.

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