MARK XAVIER SNIEZEK is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 12076 Central Ave NE, BLAINE, MN, 55434-3912.
MARK XAVIER SNIEZEK has worked at ALLSTATE FINANCIAL SERVICES, LLC since March 06, 2002
Disclosure History
MARK XAVIER SNIEZEK has 2 Disclosure Event(s).
Date: June 06, 2012 Category: Regulatory Initiated By: MINNESOTA DEPARTMENT OF COMMERCE Allegations: ALLEGATIONS INDICATE THE REPRESENTATIVE REPORTED THAT HE ATTENDED 5 CONTINUING EDUCATION COURSES TOTALING 18.75 CREDIT HOURS, WHEN ACCORDING TO THE STATE'S INVESTIGATION, THE REPRESENTATIVE DID NOT ATTEND THE COURSES AND FALSELY REPORTED THAT HE WAS IN ATTENDANCE. Resolution: CONSENT TO ENTRY OF ORDER BY SETTLEMENT AGREEMENT SanctionDetails: Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails: Amount: $5,000.00 Broker Comment: I WAS FINED FOR CONTINUING EDUCATION CREDITS SHOWN ON MY BEHALF THAT WERE NOT TAKEN. THE STATE DID NOT REQUEST THAT I MAKE THEM UP. THE STATE FELT THAT I SHOULD PERSONAL REVIEW MY TRANSCRIPT TO MAKE SURE THAT ALL SHOWN CREDITS WERE ACCURATE EVEN IF SOMEONE ELSE ENTERED FALSE INFORMATION WITHOUT MY KNOWLEDGE.
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