MARK HENRY SUISO

MARK HENRY SUISO is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 94-205 LEOKU STREET, WAIPAHU, HI, 96797.

MARK HENRY SUISO has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 03, 2017

Disclosure History

MARK HENRY SUISO has 1 Disclosure Event(s).

Date: April 02, 2010
Category: Customer Dispute
Allegations: THE CLIENT PURCHASED AN ALLSTATE VARIABLE ANNUITY ON FEB 11, 2005. THE CLIENT ALLEGES THAT HIS ORIGINAL INVESTMENT OF $475K DROPPED TO $250K, NOT PERFORMING "AS PREDICTED." THE CLIENT HAS TAKEN DISTRIBUTIONS OF $193K THROUGH APRIL 2010.
Damage Amount Requested: $31,834.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MARK HENRY SUISO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.