MARK CLAY SUTHERLAND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 28411 NORTHWESTERN HWY #1200, SOUTHFIELD, MI, 48034-5521.
MARK CLAY SUTHERLAND has worked at LPL FINANCIAL LLC since August 28, 2017
Disclosure History
MARK CLAY SUTHERLAND has 3 Disclosure Event(s).
Date: March 12, 2018 Category: Financial Type: Bankruptcy
Date: November 21, 2016 Category: Customer Dispute Allegations: The client's Attorney-In-Fact alleged the advisor sold the client an unsuitable variable annuity in April 2014 and that the variable annuity purchase was unauthorized. Damage Amount Requested: $21,280.68
Date: November 05, 1997 Category: Customer Dispute Allegations: ALLEGED THAT AT PRIOR FIRM FA SOLD UNSUITABLEINVESTMENTS-SEEKS DAMAGES $14,605.38 Damage Amount Requested: $14,605.37 Broker Comment: PENDING-DENIED BY PAINEWEBBER IN DEC. 1997Not Provided
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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