MARK ALAN TARSHIS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 2500 QUANTUM LAKES, SUITE 203, BOYNTON BEACH, FL, 33426.
MARK ALAN TARSHIS has worked at CETERA ADVISORS LLC since September 19, 2016
MARK ALAN TARSHIS has 1 Disclosure Event(s).
Date: May 21, 2010 Category: Customer Dispute Allegations: MISREPRESENTATION. Damage Amount Requested: $15,000.00 Broker Comment: CLIENT ELECTED TO PURCHASE A MET LIFE INSURANCE POLICY IN 2005 THROUGH RR'S PRIOR BROKER-DEALER. IN 2009, CLIENT SURRENDERED THE POLICY. IN SPITE OF HAVING REVIEWED AND ACCEPTED MET LIFE'S ILLUSTRATION AND POLICY ON THE TERMS METLIFE OFFERED IN 2005, CLIENT NOW CLAIMS THAT THE POLICY WAS MISREPRESENTED AS OFFERING GREATER COVERAGE FOR A LESSER PREMIUM. CLIENT ALSO REFERENCED THE PERCEIVED POOR PERFORMANCE OF HER 2005 JOHN HANCOCK VARIABLE ANNUITY INVESTMENT. HOWEVER, THE FIRM NOTES THAT THE ANNUITY'S VALUE HAS ACTUALLY INCREASED OVERALL (CONTRIBUTIONS LESS WITHDRAWALS) SINCE INCEPTION. THE FIRM HAS FOUND NO LEGITIMATE BASIS FOR CLIENT'S CLAIMS.
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