MARK DUWAYNE TEIGEN

MARK DUWAYNE TEIGEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1700 42ND ST S STE 500, FARGO, ND, 58103.

MARK DUWAYNE TEIGEN has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

MARK DUWAYNE TEIGEN has 2 Disclosure Event(s).

Date: January 09, 2001
Category: Customer Dispute
Allegations: CLIENT, VIA ATTORNEY, ALLEGES UNSUITABILITY OF CONVERTIBLE BOND PURCHASES IN LAM RESEARCH AND PHYSCOR AS WELL AS OVERALL MISMANAGEMENT OF IRA AND SINGLE ACCOUNTS.
Damage Amount Requested: $525,000.00

Date: May 25, 2000
Category: Customer Dispute
Allegations: CLIENTS ALLEGE PURCHASE OF 40,000 INTEGRATED HEALTH SERVICES BOND ON 7/8/99 WAS UNSUITABLE.
Damage Amount Requested: $27,000.00
Settlement Amount: $13,602.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MARK DUWAYNE TEIGEN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.