MARK EVAN WEINSTEIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4707 Executive Dr, SAN DIEGO, CA, 92121-3091.
MARK EVAN WEINSTEIN has worked at LPL FINANCIAL LLC since September 27, 2011
Disclosure History
MARK EVAN WEINSTEIN has 3 Disclosure Event(s).
Date: December 18, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REGISTERED REPRESENTATIVE GAVE HER POOR ADVICE TO STAY INVESTED IN THE STOCK MARKET WHEN IT WAS THE CUSTOMER'S ORIGINAL INTENTION TO SELL HER INVESTMENTS AND PURCHASE A CERTIFICATE OF DEPOSIT WITH THE PROCEEDS OF THE SALES. Damage Amount Requested: $40,000.00
Date: October 01, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 01, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
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