MARLAN MICHAEL MERHAB

MARLAN MICHAEL MERHAB is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 10 POINTE DRIVE, SUITE 400, BREA, CA, 92821.

MARLAN MICHAEL MERHAB has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

MARLAN MICHAEL MERHAB has 3 Disclosure Event(s).

Date: December 17, 1976
Category: Regulatory

Date: October 31, 1975
Category: Regulatory
Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.
Resolution: Decision SanctionDetails:
Sanctions: Censure

Date: May 18, 1973
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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