MARRIETT TORRY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1300 I STREET NW, [M3-RBO], WASHINGTON, DC, 20005.
MARRIETT TORRY has worked at WELLS FARGO CLEARING SERVICES, LLC since August 23, 2011
Disclosure History
MARRIETT TORRY has 3 Disclosure Event(s).
Date: October 04, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: FILED BANKRUPTCY IN AN ATTEMPT TO KEEP MY HOME.
Date: January 12, 2010 Category: Judgment / Lien Judgment/Lien Amount: $8,015.00 Judgment/Lien Type: Tax Broker Comment: PAYMENT ARRANGEMENTS WERE MADE WITH THE IRS. BALANCE OF $1,270 WILL BE PAID BY THE END OF THIS YEAR.
Date: August 06, 1976 Category: Criminal Charges: I WAS WITH SOMEONE WHO WAS CAUGHTSHOPLIFTING. I PERSONALLY DID NOT STEAL ANYTHING.1.1 2.MISDMEANOR 3.NOT GUILTY 4.N/A Charge Type: MISDEMEANOR Disposition: CHARGED WITH THEFT, A.CHARGES WERE DROPPED B. 8/20/1976 C.DROPPED D.N/A E.N/A F. N/A G.N/A Broker Comment: WAS WITH SOMEONE CAUGHT STEALING PERSONALLY DID NOT STEAL
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MARRIETT TORRY, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.