MARTIN RONALD FISHGOLD is currently employed as a Broker and/or Investment Adviser at GENEOS WEALTH MANAGEMENT, INC. located at 8262 EAST VIA DONA ROAD, SCOTTSDALE, AZ, 85266.
MARTIN RONALD FISHGOLD has worked at GENEOS WEALTH MANAGEMENT, INC. since September 25, 2003
MARTIN RONALD FISHGOLD has 1 Disclosure Event(s).
Date: September 24, 1990 Category: Customer Dispute Allegations: CUSTOMER INVESTED IN A REAL ESTATE INVESTMENTTRUST IN 1982 AND 1984. THIS TRUST HAD DIFFICULTIES INMAINTAINING THE UNDERLYING VALUE OF THIS INVESTMENT. WHEN [CUSTOMER] DECIDED TO SELL HER INVESTMENT IN 1989, SHE RECEIVED $6,000. SHE INITIALLY INVESTED #40,000. [CUSTOMER] HAS FILED A CLAIM FOR HER $34,000 LOSS. Damage Amount Requested: $34,000.00 Damages Granted: $16,800.00 Broker Comment: NOT PROVIDEDTHE SECURITIES [CUSTOMER] PURCHASED WEREPUBLICALLY OFFERED AND TRADED R.E. INVESTMENT TRUSTS, WHEN SHE PURCHASED THE SHARES, THEY WERE REGARDED AS A CONSERVATIVE SOURCE OF INCOME. HER PRIMARY GOAL WAS INCOME. THE REFERENCED SECURITY DID VERY WELL FOR THREE YEARS AS SHE POINTS OUT. THE REAL ESTATE MARKET BEGAN HAVING PROBLEMS FROM UNFORSEEN CHANGES IN TAX LAWS AS WELL AS NATIONAL ECONOMIC CONDITIONS. AFTER DISCUSSIONS WITH OUR DUE DILIGENCE STAFF AT FNIC, WE ADVISED OUR CUSTOMERS OF OUR CONCERN OVER THE OUTLOOK OF THIS PARTICULAR REIT. WE RECOMMENDED TO [CUSTOMER] IN EARLY 1987, TO SELL HER SHARES, WHICH UNFURTUNATELY SHE DID NOT FOLLOW OURRECOMMENDATION.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MARTIN RONALD FISHGOLD, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More