MARTIN DAVID LEVINE

MARTIN DAVID LEVINE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 888 PROSPECT ST STES 301 & 320, LA JOLLA, CA, 92037.

MARTIN DAVID LEVINE has worked at WELLS FARGO CLEARING SERVICES, LLC since January 07, 2010

Disclosure History

MARTIN DAVID LEVINE has 1 Disclosure Event(s).

Date: August 20, 2010
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND OMISSION OF MATERIAL FACTS FROM DECEMBER 2008 TO JANUARY 2010
Damage Amount Requested: $21,863.62

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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