MARTIN EDWARD MESSINGER

MARTIN EDWARD MESSINGER is currently employed as a Broker and/or Investment Adviser at NEUBERGER BERMAN BD LLC located at CITY PLACE TOWER, 525 OKEECHOBEE BLVD STE 850, WEST PALM BEACH, FL, 33401.

MARTIN EDWARD MESSINGER has worked at NEUBERGER BERMAN BD LLC since October 10, 1973

Disclosure History

MARTIN EDWARD MESSINGER has 1 Disclosure Event(s).

Date: October 01, 2003
Category: Customer Dispute
Allegations: CUSTOMER OPENED ACCOUNT IN AUGUST 1988 AND HAS REMAINED A CLIENT THROUGH PRESENT. CUSTOMER COMPLAINED IN OCTOBER 2003 THAT AN INVESTMENT MADE IN 1990, 13 YEARS PRIOR TO THE COMPLAINT, WAS INAPPROPRIATE BASED UPON HER RISK PROFILE.
Damage Amount Requested: $23,000.00
Broker Comment: ALLEGED INVESTMENT OCCURRED OVER THIRTEEN YEARS AGO. AFTER A CAREFUL REVIEW IT IS THE FIRM'S OPINION THAT THE INVESTMENT WAS NOT INAPPROPRIATE.

More Information

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