Martin Enrique Morales

Martin Enrique Morales is currently employed as a Broker and/or Investment Adviser at U.S. BANCORP INVESTMENTS, INC. located at 1436 S 312TH ST, FEDERAL WAY, WA, 98003.

Martin Enrique Morales has worked at U.S. BANCORP INVESTMENTS, INC. since January 11, 2018

Disclosure History

Martin Enrique Morales has 1 Disclosure Event(s).

Date: January 27, 2016
Category: Employment Separation After Allegations
Firm Name: WELLS FARGO ADVISORS, LLC.
Termination Type: Voluntary Resignation
Allegations: Resigned while under investigation by Wells Fargo Bank relating to allegations that he accessed one bank customer's information without a business need. Unrelated to the brokerage business of Wells Fargo Advisors.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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