MARTIN JOSEPH NOONAN

MARTIN JOSEPH NOONAN is currently employed as a Broker and/or Investment Adviser at BMA SECURITIES, LLC located at 2321 ROSECRANS AVENUE, SUITE 3285, EL SEGUNDO, CA, 90245.

MARTIN JOSEPH NOONAN has worked at BMA SECURITIES, LLC since December 03, 2013

Disclosure History

MARTIN JOSEPH NOONAN has 2 Disclosure Event(s).

Date: June 15, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $10,549.73
Judgment/Lien Type: Tax
Broker Comment: I CURRENTLY OWE THE MASSACHUSETTS DEPARTMENT OF REVENUE $10,549.73. THE BALANCE REPRESENTS UNDERPAYMENT OF PERSONAL INCOME TAXES FOR THE YEARS OF 2010, 2011, 2012. I HAVE SINCE BEEN NEGOTIATING MY OBLIGATION WITH VARIOUS AGENTS OVER THE PAST TWO YEARS. I HAVE BEEN IN CONTACT WITH THE DEPARTMENT OF REVENUE IN HOPES OF FINALIZING A PAYMENT PLAN. PRIOR TO FINRA'S INQUIRY I HAD NO KNOWLEDGE OF THE STATE'S LIEN. ONCE I WAS MADE AWARE I CALLED A REVENUE AGENT ASSIGNED TO MY CASE TO VERIFY WHAT IS BEING REPORTED. THE AGENT EXPLAINED TO ME THAT BY LAW, THE STATE PLACES LIENS ON PROPERTY FOR ALL OUTSTANDING DEBTS OVER $10,000. SHE FURTHER EXPLAINED THAT THE STATE NOTIFIES THE TAXPAYER BY MAIL INFORMING THEM OF THE LIEN. I DO NOT RECALL RECEIVING A LETTER NOR DO I RECALL EVER DISCUSSING LIENS WITH ANY REVENUE AGENTS I SPOKE WITH. I HAVE NO REASON TO BELIEVE THAT THE STATE DIDN'T SEND ME THE NOTICE, I JUST NEVER RECALL RECEIVING IT NOR CAN I FIND A COPY IN MY RECORDS. A previous single disclosure on CRD listed two liens totaling $15,378. At FINRA's recommendation, these two liens are now separated into two separate disclosures.

Date: June 24, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $4,828.57
Judgment/Lien Type: Tax
Broker Comment: I CURRENTLY OWE THE MASSACHUSETTS DEPARTMENT OF REVENUE $4,828.57. THE BALANCE REPRESENTS UNDERPAYMENT OF PERSONAL INCOME TAXES FOR THE YEAR 2010. I HAVE SINCE BEEN NEGOTIATING MY OBLIGATION WITH VARIOUS AGENTS OVER THE PAST TWO YEARS. I HAVE BEEN IN CONTACT WITH THE DEPARTMENT OF REVENUE IN HOPES OF FINALIZING A PAYMENT PLAN. PRIOR TO FINRA'S INQUIRY I HAD NO KNOWLEDGE OF THE STATE'S LIEN. A previous single disclosure on CRD listed two liens totaling $15,378. At FINRA's recommendation, these two liens are now separated into two separate disclosures.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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