MARTIN CHRISTOF PANKAU is currently employed as a Broker and/or Investment Adviser at BTIG, LLC located at 825 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY, 10022.

MARTIN CHRISTOF PANKAU has worked at BTIG, LLC since September 20, 2012

Disclosure History

MARTIN CHRISTOF PANKAU has 1 Disclosure Event(s).

Date: July 12, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $205,000.00
Judgment/Lien Type: Tax
Broker Comment: 8)As part of my divorce settlement of May 9th, 2017 I sold several apartments in historic buildings, as that settlement was in cash only. Sales happened before the proceeds raised became capital gains free (> 10 years holding period). Sales proceeds went into escrow accounts for my divorced wife. I was charged capital gains tax on those transactions and have to repay tax credits received during the ownership of those apartments, causing the above stated lien of 205,000 USD for the tax year 2014. An additional lien for tax year 2015 is still pending judgement, it will be about 60,000 USD, if projections of my tax advisor are correct. For the tax year 2016, a tax credit of 12,000 USD is also still pending. The Frankfurt Tax Office has agreed to settle the 2014 lien with installment payments of monthly 3,300 USD until March 2018, when a final payment of 163,000 USD is due. Depending on my commission income between now and March 2018, a further extension of installment payments may be needed. The same is likely for the still outstanding judgment on the 2015 tax year.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MARTIN CHRISTOF PANKAU, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.