MARTIN EDWARD PLECINOGA

MARTIN EDWARD PLECINOGA is currently employed as a Broker and/or Investment Adviser at COMPASS POINT RETIREMENT PLANNING, INC. located at 401 EDGEWATER DRIVE, SUITE 560, WAKEFIELD, MA, 1880.

MARTIN EDWARD PLECINOGA has worked at COMPASS POINT RETIREMENT PLANNING, INC. since November 02, 2017

MARTIN EDWARD PLECINOGA is also currently employed as a Broker and/or Investment Adviser at F3LOGIC, LLC located at 500 Edgewater Drive, Wakefield, MA, 01880 since February 11, 2017

MARTIN EDWARD PLECINOGA is also currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 500 Edgewater Drive #565, Wakefield, MA, 01880 since February 11, 2017

Disclosure History

MARTIN EDWARD PLECINOGA has 1 Disclosure Event(s).

Date: June 10, 2002
Category: Customer Dispute
Allegations: THE [CUSTOMER] ARE ALLEGING MISREPRESENTATION IN THE SALE OF VARIABLE LIFE INSURANCE AND SUITABILITY OF MUTUAL FUND PURCHASES.
Damage Amount Requested: $733,700.00 Damages Granted: $206,561.51

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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